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Vacancy Information

Compliance Manager
Vacancy Reference Number:1706-24SH
Location: North West
Salary:
Description: Our Client a dynamic Insurance organisation agency is looking for a Compliance Manager to join their teams in North Wales.

Key Accountabilities:

  • Regulatory: monitor regulatory and industry groups and with relevant government bodies.
  • Monitor and advise the Legal & Regulatory Manager, CFO and Senior Management team on future developments that affect the business.
  • Manage complex current issues from all regulatory bodies that impact on the business.
  • Take a proactive step to support the business and business managers.
  • Maintain the highest level of compliance so as to protect reputation and regulatory status. In doing so, manage our Regulatory Compliance i.e. FCA, Financial Ombudsman Service, Solicitors Regulatory Authority and the Claims Management Council.

    Performance Measures: Contact levels with appropriate stakeholders/Appropriateness of advice given to Company/Appropriateness of remedial action taken/Frequency & Cost of regulatory breaches &/or prosecutions.

    In summary we are looking for someone with regulatory experience of FCA rules ideally for an Insurance Intermediary but an insurer might do.

    To apply for this role, please forward your CV in confidence quoting reference 1706-24SH

    Due to the high volume of applications that we receive, if you do not hear from us within 7days unfortunately you have been unsuccessful.

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    For more information contact us at jobs@irsrecruitment.co.uk and attach your CV